
Supreme Court of the United States
FEIST PUBLICATIONS, INC., Petitioner
v.
RURAL TELEPHONE SERVICE COMPANY, INC.
111 S.Ct. 1282
No. 89-1909.
Argued Jan. 9, 1991.
Decided March 27, 1991.
Telephone utility brought copyright infringement action against a publisher
of an area-wide telephone directory for publisher's use of listings in utility's
local white pages. The United States District Court for the District of Kansas,
Richard Dean Rogers, J., 663 F.Supp. 214, held that the white pages were copyrightable,
and the publisher appealed. The Court of Appeals for the Tenth Circuit, 916
F.2d 718, affirmed. Certiorari was granted. The Supreme Court, Justice O'Connor,
held that: (1) names, towns and telephone numbers of utility's subscribers were
uncopyrightable facts, and (2) these bits of information were not selected,
coordinated, or arranged in an original way in white pages that utility was
required to publish under state law, and hence white pages did not meet constitutional
or statutory requirements for copyright protection.
Reversed.
Justice Blackmun concurred in the judgment.
**1284 Syllabus [FN*]
FN* The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Lumber Co., 200 U.S. 321, 337, 26 S.Ct. 282, 287, 50 L.Ed. 499.
Respondent Rural Telephone Service Company, Inc., is a certified public utility
providing telephone service to several communities in Kansas. Pursuant to state
regulation, Rural publishes a typical telephone directory, consisting of white
pages and yellow pages. It obtains data for the directory from subscribers,
who must provide their names and addresses to obtain telephone service. **1285
Petitioner Feist Publications, Inc., is a publishing company that specializes
in area-wide telephone directories covering a much larger geographic range than
directories such as Rural's. When Rural refused to license its white pages listings
to Feist for a directory covering 11 different telephone service areas, Feist
extracted the listings it needed from Rural's directory without Rural's consent.
Although Feist altered many of Rural's listings, several were identical to listings
in Rural's white pages. The District Court granted summary judgment to Rural
in its copyright infringement suit, holding that telephone directories are copyrightable.
The Court of Appeals affirmed.
Held: Rural's white pages are not entitled to copyright, and therefore Feist's
use of them does not constitute infringement. Pp. 1287-1297.
(a) Article I, § 8, cl. 8, of the Constitution mandates originality as
a prerequisite for copyright protection. The constitutional requirement necessitates
independent creation plus a modicum of creativity. Since facts do not owe their
origin to an act of authorship, they are not original and, thus, are not copyrightable.
Although a compilation of facts may possess the requisite originality because
the author typically chooses which facts to include, in what order to place
them, and how to arrange the data so that readers may use them effectively,
copyright protection extends only to those components of the work that are original
to the author, not to the facts themselves. This fact/expression dichotomy severely
limits the scope of protection in fact-based works. Pp. 1287-1290.
(b) The Copyright Act of 1976 and its predecessor, the Copyright Act of 1909,
leave no doubt that originality is the touchstone of copyright protection in
directories and other fact-based works. The 1976 Act explains that copyright
extends to "original works of authorship," 17 U.S.C. § 102(a),
and that there can be no copyright in facts, § 102(b). *341 A compilation
is not copyrightable per se, but is copyrightable only if its facts have been
"selected, coordinated, or arranged in such a way that the resulting work
as a whole constitutes an original work of authorship." § 101 (emphasis
added). Thus, the statute envisions that some ways of selecting, coordinating,
and arranging data are not sufficiently original to trigger copyright protection.
Even a compilation that is copyrightable receives only limited protection, for
the copyright does not extend to facts contained in the compilation. §
103(b). Lower courts that adopted a "sweat of the brow" or "industrious
collection" test--which extended a compilation's copyright protection beyond
selection and arrangement to the facts themselves--misconstrued the 1909 Act
and eschewed the fundamental axiom of copyright law that no one may copyright
facts or ideas. Pp. 1290-1295.
(c) Rural's white pages do not meet the constitutional or statutory requirements
for copyright protection. While Rural has a valid copyright in the directory
as a whole because it contains some forward text and some original material
in the yellow pages, there is nothing original in Rural's white pages. The raw
data are uncopyrightable facts, and the way in which Rural selected, coordinated,
and arranged those facts is not original in any way. Rural's selection of listings--subscribers'
names, towns, and telephone numbers--could not be more obvious and lacks the
modicum of creativity necessary to transform mere selection into copyrightable
expression. In fact, it is plausible to conclude that Rural did not truly "select"
to publish its subscribers' names and telephone numbers, since it was required
to do so by state law. Moreover, there is nothing remotely creative about arranging
names alphabetically in a white pages directory. It is an age-old practice,
firmly rooted in tradition and so commonplace that it has come to be expected
as a matter of course. Pp. 1295-1297.
916 F.2d 718 (CA 10 1990), reversed.
O'CONNOR J., delivered the opinion of the Court, in which REHNQUIST, C.J.,
and **1286 WHITE, MARSHALL, STEVENS, SCALIA, KENNEDY, and SOUTER, JJ., joined.
BLACKMUN, J., concurred in the judgment.
Kyler Knobbe argued the cause and filed briefs for petitioner.
James M. Caplinger, Jr., argued the cause and filed a brief for respondent.*
*Briefs of amici curiae urging reversal were filed for the Association of North
American Directory Publishers et al. by Theodore Case Whitehouse; for the International
Association of Cross Reference Directory Publishers by Richard D. Grauer and
Kathleen McCree Lewis; and for the Third-Class Mail Association by Ian D. Volner.
Briefs of amici curiae urging affirmance were filed for Ameritech et al. by
Michael K. Kellogg, Charles Rothfeld, Douglas J. Kirk, Thomas P. Hester, and
Harlan Sherwat; for the Association of American Publishers, Inc., by Robert
G. Sugarman and R. Bruce Rich; for GTE Corp. by Kirk K. Van Tine, Richard M.
Cahill, and Edward R. Sublett; for the National Telephone Cooperative Association
by L. Marie Guillory and David Cosson; for the United States Telephone Association
by Richard J. Rappaport and Keith P. Schoeneberger; and for West Publishing
Co. by Vance K. Opperman and James E. Schatz.
Briefs of amici curiae were filed for Bellsouth Corp. by Anthony B. Askew, Robert
E. Richards, Walter H. Alford, and Vincent L. Sgrosso; for the Direct Marketing
Association, Inc., by Robert L. Sherman; for Haines and Co., Inc., by Jeremiah
D. McAuliffe, Bernard A. Barken, and Eugene Gressman; and for the Information
Industry Association et al. by Steven J. Metalitz and Angela Burnett.
*342 Justice O'CONNOR delivered the opinion of the Court.
This case requires us to clarify the extent of copyright protection available
to telephone directory white pages.
I
Rural Telephone Service Company, Inc., is a certified public utility that provides
telephone service to several communities in northwest Kansas. It is subject
to a state regulation that requires all telephone companies operating in Kansas
to issue annually an updated telephone directory. Accordingly, as a condition
of its monopoly franchise, Rural publishes a typical telephone directory, consisting
of white pages and yellow pages. The white pages list in alphabetical order
the names of Rural's subscribers, together with their towns and telephone numbers.
The yellow pages list Rural's business subscribers alphabetically by category
and feature classified advertisements of various sizes. Rural distributes its
directory free of charge to its subscribers, but earns revenue by selling yellow
pages advertisements.
Feist Publications, Inc., is a publishing company that specializes in area-
wide telephone directories. Unlike a typical *343 directory, which covers only
a particular calling area, Feist's area-wide directories cover a much larger
geographical range, reducing the need to call directory assistance or consult
multiple directories. The Feist directory that is the subject of this litigation
covers 11 different telephone service areas in 15 counties and contains 46,878
white pages listings--compared to Rural's approximately 7,700 listings. Like
Rural's directory, Feist's is distributed free of charge and includes both white
pages and yellow pages. Feist and Rural compete vigorously for yellow pages
advertising.
As the sole provider of telephone service in its service area, Rural obtains
subscriber information quite easily. Persons desiring telephone service must
apply to Rural and provide their names and addresses; Rural then assigns them
a telephone number. Feist is not a telephone company, let alone one with monopoly
status, and therefore lacks independent access to any subscriber information.
To obtain white pages listings for its area-wide directory, Feist approached
each of the 11 telephone companies operating in northwest Kansas and offered
to pay for the right to use its white pages listings.
Of the 11 telephone companies, only Rural refused to license its listings to
Feist. Rural's refusal created a problem for Feist, as omitting these listings
would have left a gaping hole in its area-wide directory, rendering it less
attractive to potential yellow pages advertisers. In a decision subsequent to
that which we review here, the District Court determined that this was precisely
the reason Rural refused to license its listings. The refusal was motivated
by an unlawful purpose "to extend its monopoly in telephone service to
a monopoly in yellow pages advertising." Rural Telephone Service Co. v.
Feist Publications, Inc., 737 F.Supp. 610, 622 (Kan.1990).
Unable to license Rural's white pages listings, Feist used them without Rural's
consent. Feist began by removing several thousand listings that fell outside
the geographic range of its area-wide directory, then hired personnel to investigate
the 4,935 that remained. These employees verified *344 the data reported by
Rural and sought to obtain additional information. As a result, a typical Feist
listing includes the individual's street address; most of Rural's listings do
not. Notwithstanding these additions, however, **1287 1,309 of the 46,878 listings
in Feist's 1983 directory were identical to listings in Rural's 1982-1983 white
pages. App. 54 (¶ 15-16), 57. Four of these were fictitious listings that
Rural had inserted into its directory to detect copying.
Rural sued for copyright infringement in the District Court for the District
of Kansas taking the position that Feist, in compiling its own directory, could
not use the information contained in Rural's white pages. Rural asserted that
Feist's employees were obliged to travel door-to-door or conduct a telephone
survey to discover the same information for themselves. Feist responded that
such efforts were economically impractical and, in any event, unnecessary because
the information copied was beyond the scope of copyright protection. The District
Court granted summary judgment to Rural, explaining that "[c]ourts have
consistently held that telephone directories are copyrightable" and citing
a string of lower court decisions. 663 F.Supp. 214, 218 (1987). In an unpublished
opinion, the Court of Appeals for the Tenth Circuit affirmed "for substantially
the reasons given by the district court." App. to Pet. for Cert. 4a, judgt.
order reported at 916 F.2d 718 (1990). We granted certiorari, 498 U.S. 808,
111 S.Ct. 40, 112 L.Ed.2d 17 (1990), to determine whether the copyright in Rural's
directory protects the names, towns, and telephone numbers copied by Feist.
II
A
[1] This case concerns the interaction of two well-established propositions.
The first is that facts are not copyrightable; the other, that compilations
of facts generally are. Each of these propositions possesses an impeccable pedigree.
That there can be no valid copyright in facts is universally understood. The
most fundamental axiom of copyright law is that *345 "[n]o author may copyright
his ideas or the facts he narrates." Harper & Row, Publishers, Inc.
v. Nation Enterprises, 471 U.S. 539, 556, 105 S.Ct. 2218, 2228, 85 L.Ed.2d 588
(1985). Rural wisely concedes this point, noting in its brief that "[f]acts
and discoveries, of course, are not themselves subject to copyright protection."
Brief for Respondent 24. At the same time, however, it is beyond dispute that
compilations of facts are within the subject matter of copyright. Compilations
were expressly mentioned in the Copyright Act of 1909, and again in the Copyright
Act of 1976.
There is an undeniable tension between these two propositions. Many compilations
consist of nothing but raw data--i.e., wholly factual information not accompanied
by any original written expression. On what basis may one claim a copyright
in such a work? Common sense tells us that 100 uncopyrightable facts do not
magically change their status when gathered together in one place. Yet copyright
law seems to contemplate that compilations that consist exclusively of facts
are potentially within its scope.
[2] [3] The key to resolving the tension lies in understanding why facts are
not copyrightable. The sine qua non of copyright is originality. To qualify
for copyright protection, a work must be original to the author. See Harper
& Row, supra, at 547-549, 105 S.Ct., at 2223-2224. Original, as the term
is used in copyright, means only that the work was independently created by
the author (as opposed to copied from other works), and that it possesses at
least some minimal degree of creativity. 1 M. Nimmer & D. Nimmer, Copyright
§§ 2.01[A], [B] (1990) (hereinafter Nimmer). To be sure, the requisite
level of creativity is extremely low; even a slight amount will suffice. The
vast majority of works make the grade quite easily, as they possess some creative
spark, "no matter how crude, humble or obvious" it might be. Id.,
§ 1.08[C] [1]. Originality does not signify novelty; a work may be original
even though it closely resembles other works so long as the similarity is fortuitous,
not the result of copying. To illustrate, *346 assume that two poets, each ignorant
of the other, compose **1288 identical poems. Neither work is novel, yet both
are original and, hence, copyrightable. See Sheldon v. Metro-Goldwyn Pictures
Corp., 81 F.2d 49, 54 (CA2 1936).
Originality is a constitutional requirement. The source of Congress' power to
enact copyright laws is Article I, § 8, cl. 8, of the Constitution, which
authorizes Congress to "secur[e] for limited Times to Authors ... the exclusive
Right to their respective Writings." In two decisions from the late 19th
century--The Trade-Mark Cases, 100 U.S. 82, 25 L.Ed. 550 (1879); and Burrow-Giles
Lithographic Co. v. Sarony, 111 U.S. 53, 4 S.Ct. 279, 28 L.Ed. 349 (1884)--this
Court defined the crucial terms "authors" and "writings."
In so doing, the Court made it unmistakably clear that these terms presuppose
a degree of originality.
In The Trade-Mark Cases, the Court addressed the constitutional scope of "writings."
For a particular work to be classified "under the head of writings of authors,"
the Court determined, "originality is required." 100 U.S., at 94.
The Court explained that originality requires independent creation plus a modicum
of creativity: "[W]hile the word writings may be liberally construed, as
it has been, to include original designs for engraving, prints, &c., it
is only such as are original, and are founded in the creative powers of the
mind. The writings which are to be protected are the fruits of intellectual
labor, embodied in the form of books, prints, engravings, and the like."
Ibid. (emphasis in original).
In Burrow-Giles, the Court distilled the same requirement from the Constitution's
use of the word "authors." The Court defined "author," in
a constitutional sense, to mean "he to whom anything owes its origin; originator;
maker." 111 U.S., at 58, 4 S.Ct., at 281 (internal quotation marks omitted).
As in The Trade-Mark Cases, the Court emphasized the creative component of originality.
It described copyright as being limited to "original intellectual conceptions
of the author," 111 U.S., at 58, 4 S.Ct., at 281, and stressed the importance
of requiring an author who accuses another of infringement to prove "the
existence *347 of those facts of originality, of intellectual production, of
thought, and conception." Id., at 59-60, 4 S.Ct., at 281-282.
[4] The originality requirement articulated in The Trade-Mark Cases and Burrow-Giles
remains the touchstone of copyright protection today. See Goldstein v. California,
412 U.S. 546, 561-562, 93 S.Ct. 2303, 2312, 37 L.Ed.2d 163 (1973). It is the
very "premise of copyright law." Miller v. Universal City Studios,
Inc., 650 F.2d 1365, 1368 (CA5 1981). Leading scholars agree on this point.
As one pair of commentators succinctly puts it: "The originality requirement
is constitutionally mandated for all works." Patterson & Joyce, Monopolizing
the Law: The Scope of Copyright Protection for Law Reports and Statutory Compilations,
36 UCLA L.Rev. 719, 763, n. 155 (1989) (emphasis in original) (hereinafter Patterson
& Joyce). Accord, id., at 759-760, and n. 140; Nimmer § 1.06[A] ("[O]riginality
is a statutory as well as a constitutional requirement"); id., § 1.08[C][1]
("[A] modicum of intellectual labor ... clearly constitutes an essential
constitutional element").
It is this bedrock principle of copyright that mandates the law's seemingly
disparate treatment of facts and factual compilations. "No one may claim
originality as to facts." Id., § 2.11[A], p. 2-157. This is because
facts do not owe their origin to an act of authorship. The distinction is one
between creation and discovery: The first person to find and report a particular
fact has not created the fact; he or she has merely discovered its existence.
To borrow from Burrow-Giles, one who discovers a fact is not its "maker"
or "originator." 111 U.S., at 58, 4 S.Ct., at 281. "The discoverer
merely finds and records." Nimmer § 2.03[E]. Census takers, for example,
do not "create" the population figures that emerge from their efforts;
in a sense, they copy these figures **1289 from the world around them. Denicola,
Copyright in Collections of Facts: A Theory for the Protection of Nonfiction
Literary Works, 81 Colum.L.Rev. 516, 525 (1981) (hereinafter Denicola). Census
data therefore do not trigger copyright because these data are not "original"
in the constitutional sense. Nimmer *348 § 2.03[E]. The same is true of
all facts--scientific, historical, biographical, and news of the day. "[T]hey
may not be copyrighted and are part of the public domain available to every
person." Miller, supra, at 1369.
[5] [6] Factual compilations, on the other hand, may possess the requisite originality.
The compilation author typically chooses which facts to include, in what order
to place them, and how to arrange the collected data so that they may be used
effectively by readers. These choices as to selection and arrangement, so long
as they are made independently by the compiler and entail a minimal degree of
creativity, are sufficiently original that Congress may protect such compilations
through the copyright laws. Nimmer §§ 2.11[D], 3.03; Denicola 523,
n. 38. Thus, even a directory that contains absolutely no protectible written
expression, only facts, meets the constitutional minimum for copyright protection
if it features an original selection or arrangement. See Harper & Row, 471
U.S., at 547, 105 S.Ct., at 2223. Accord, Nimmer § 3.03.
[7] [8] This protection is subject to an important limitation. The mere fact
that a work is copyrighted does not mean that every element of the work may
be protected. Originality remains the sine qua non of copyright; accordingly,
copyright protection may extend only to those components of a work that are
original to the author. Patterson & Joyce 800-802; Ginsburg, Creation and
Commercial Value: Copyright Protection of Works of Information, 90 Colum.L.Rev.
1865, 1868, and n. 12 (1990) (hereinafter Ginsburg). Thus, if the compilation
author clothes facts with an original collocation of words, he or she may be
able to claim a copyright in this written expression. Others may copy the underlying
facts from the publication, but not the precise words used to present them.
In Harper & Row, for example, we explained that President Ford could not
prevent others from copying bare historical facts from his autobiography, see
471 U.S., at 556-557, 105 S.Ct., at 2228-2229, but that he could prevent others
from copying his "subjective descriptions and portraits of public figures."
*349 Id., at 563, 105 S.Ct., at 2232. Where the compilation author adds no written
expression but rather lets the facts speak for themselves, the expressive element
is more elusive. The only conceivable expression is the manner in which the
compiler has selected and arranged the facts. Thus, if the selection and arrangement
are original, these elements of the work are eligible for copyright protection.
See Patry, Copyright in Compilations of Facts (or Why the "White Pages"
Are Not Copyrightable), 12 Com. & Law 37, 64 (Dec. 1990) (hereinafter Patry).
No matter how original the format, however, the facts themselves do not become
original through association. See Patterson & Joyce 776.
[9] This inevitably means that the copyright in a factual compilation is thin.
Notwithstanding a valid copyright, a subsequent compiler remains free to use
the facts contained in another's publication to aid in preparing a competing
work, so long as the competing work does not feature the same selection and
arrangement. As one commentator explains it: "[N]o matter how much original
authorship the work displays, the facts and ideas it exposes are free for the
taking.... [T]he very same facts and ideas may be divorced from the context
imposed by the author, and restated or reshuffled by second comers, even if
the author was the first to discover the facts or to propose the ideas."
Ginsburg 1868.
It may seem unfair that much of the fruit of the compiler's labor may be used
by others without compensation. As Justice Brennan **1290 has correctly observed,
however, this is not "some unforeseen byproduct of a statutory scheme."
Harper & Row, 471 U.S., at 589, 105 S.Ct., at 2245 (dissenting opinion).
It is, rather, "the essence of copyright," ibid., and a constitutional
requirement. The primary objective of copyright is not to reward the labor of
authors, but "[t]o promote the Progress of Science and useful Arts."
Art. I, § 8, cl. 8. Accord, Twentieth Century Music Corp. v. Aiken, 422
U.S. 151, 156, 95 S.Ct. 2040, 2044, 45 L.Ed.2d 84 (1975). To this end, copyright
assures authors the right to their originalexpression, *350 but encourages others
to build freely upon the ideas and information conveyed by a work. Harper &
Row, supra, 471 U.S., at 556-557, 105 S.Ct., at 2228-2229. This principle, known
as the idea/expression or fact/expression dichotomy, applies to all works of
authorship. As applied to a factual compilation, assuming the absence of original
written expression, only the compiler's selection and arrangement may be protected;
the raw facts may be copied at will. This result is neither unfair nor unfortunate.
It is the means by which copyright advances the progress of science and art.
This Court has long recognized that the fact/expression dichotomy limits severely
the scope of protection in fact-based works. More than a century ago, the Court
observed: "The very object of publishing a book on science or the useful
arts is to communicate to the world the useful knowledge which it contains.
But this object would be frustrated if the knowledge could not be used without
incurring the guilt of piracy of the book." Baker v. Selden, 101 U.S. 99,
103, 25 L.Ed. 841 (1880). We reiterated this point in Harper & Row:
"[N]o author may copyright facts or ideas. The copyright is limited to
those aspects of the work--termed 'expression'--that display the stamp of the
author's originality.
"[C]opyright does not prevent subsequent users from copying from a prior
author's work those constituent elements that are not original--for example
... facts, or materials in the public domain--as long as such use does not unfairly
appropriate the author's original contributions." 471 U.S., at 547-548,
105 S.Ct., at 2223-2224 (citation omitted).
[10] This, then, resolves the doctrinal tension: Copyright treats facts and
factual compilations in a wholly consistent manner. Facts, whether alone or
as part of a compilation, are not original and therefore may not be copyrighted.
A factual compilation is eligible for copyright if it features an original selection
or arrangement of facts, but the copyright is limited to *351 the particular
selection or arrangement. In no event may copyright extend to the facts themselves.
B
As we have explained, originality is a constitutionally mandated prerequisite
for copyright protection. The Court's decisions announcing this rule predate
the Copyright Act of 1909, but ambiguous language in the 1909 Act caused some
lower courts temporarily to lose sight of this requirement.
The 1909 Act embodied the originality requirement, but not as clearly as it
might have. See Nimmer § 2.01. The subject matter of copyright was set
out in §§ 3 and 4 of the Act. Section 4 stated that copyright was
available to "all the writings of an author." 35 Stat. 1076. By using
the words "writings" and "author"--the same words used in
Article I, § 8, of the Constitution and defined by the Court in The Trade-Mark
Cases and Burrow- Giles--the statute necessarily incorporated the originality
requirement articulated in the Court's decisions. It did so implicitly, however,
thereby leaving room for error.
Section 3 was similarly ambiguous. It stated that the copyright in a work protected
only "the copyrightable component parts of the work." It thus stated
an important copyright principle, but failed to identify the specific **1291
characteristic--originality--that determined which component parts of a work
were copyrightable and which were not.
Most courts construed the 1909 Act correctly, notwithstanding the less-than-
perfect statutory language. They understood from this Court's decisions that
there could be no copyright without originality. See Patterson & Joyce 760-
761. As explained in the Nimmer treatise: "The 1909 Act neither defined
originality, nor even expressly required that a work be 'original' in order
to command protection. However, the courts uniformly inferred the requirement
from the fact that copyright protection may only be claimed by 'authors'....
It was reasoned that since an author is 'the ... *352 creator, originator' it
follows that a work is not the product of an author unless the work is original."
Nimmer § 2.01 (footnotes omitted) (citing cases).
But some courts misunderstood the statute. See, e.g., Leon v. Pacific Telephone
& Telegraph Co., 91 F.2d 484 (CA9 1937); Jeweler's Circular Publishing Co.
v. Keystone Publishing Co., 281 F. 83 (CA2 1922). These courts ignored §§
3 and 4, focusing their attention instead on § 5 of the Act. Section 5,
however, was purely technical in nature: It provided that a person seeking to
register a work should indicate on the application the type of work, and it
listed 14 categories under which the work might fall. One of these categories
was "[b]ooks, including composite and cyclopaedic works, directories, gazetteers,
and other compilations." § 5(a). Section 5 did not purport to say
that all compilations were automatically copyrightable. Indeed, it expressly
disclaimed any such function, pointing out that "the subject-matter of
copyright [i]s defined in section four." Nevertheless, the fact that factual
compilations were mentioned specifically in § 5 led some courts to infer
erroneously that directories and the like were copyrightable per se, "without
any further or precise showing of original--personal-- authorship." Ginsburg
1895.
Making matters worse, these courts developed a new theory to justify the protection
of factual compilations. Known alternatively as "sweat of the brow"
or "industrious collection," the underlying notion was that copyright
was a reward for the hard work that went into compiling facts. The classic formulation
of the doctrine appeared in Jeweler's Circular Publishing Co., 281 F., at 88:
"The right to copyright a book upon which one has expended labor in its
preparation does not depend upon whether the materials which he has collected
consist or not of matters which are publici juris, or whether such materials
show literary skill or originality, either in thought or in language, or anything
more than industrious *353 collection. The man who goes through the streets
of a town and puts down the names of each of the inhabitants, with their occupations
and their street number, acquires material of which he is the author" (emphasis
added).
The "sweat of the brow" doctrine had numerous flaws, the most glaring
being that it extended copyright protection in a compilation beyond selection
and arrangement--the compiler's original contributions--to the facts themselves.
Under the doctrine, the only defense to infringement was independent creation.
A subsequent compiler was "not entitled to take one word of information
previously published," but rather had to "independently wor[k] out
the matter for himself, so as to arrive at the same result from the same common
sources of information." Id., at 88-89 (internal quotation marks omitted).
"Sweat of the brow" courts thereby eschewed the most fundamental axiom
of copyright law-- that no one may copyright facts or ideas. See Miller v. Universal
City Studios, Inc., 650 F.2d, at 1372 (criticizing "sweat of the brow"
courts because "ensur[ing] that later writers obtain the facts independently
... is precisely the scope of protection given ... copyrighted matter, and the
law is clear **1292 that facts are not entitled to such protection").
Decisions of this Court applying the 1909 Act make clear that the statute did
not permit the "sweat of the brow" approach. The best example is International
News Service v. Associated Press, 248 U.S. 215, 39 S.Ct. 68, 63 L.Ed. 211 (1918).
In that decision, the Court stated unambiguously that the 1909 Act conferred
copyright protection only on those elements of a work that were original to
the author. International News Service had conceded taking news reported by
Associated Press and publishing it in its own newspapers. Recognizing that §
5 of the Act specifically mentioned " 'periodicals, including newspapers,'
" § 5(b), the Court acknowledged that news articles were copyrightable.
Id., at 234, 39 S.Ct., at 70. It flatly rejected, however, the notion that the
copyright in an article extended to *354 the factual information it contained:
"[T]he news element--the information respecting current events contained
in the literary production--is not the creation of the writer, but is a report
of matters that ordinarily are publici juris; it is the history of the day."
Ibid. [FN*]
FN* The Court ultimately rendered judgment for Associated Press on noncopyright
grounds that are not relevant here. See 248 U.S., at 235, 241-242, 39 S.Ct.,
at 71, 73-74.
Without a doubt, the "sweat of the brow" doctrine flouted basic copyright
principles. Throughout history, copyright law has "recognize[d] a greater
need to disseminate factual works than works of fiction or fantasy." Harper
& Row, 471 U.S., at 563, 105 S.Ct., at 2232. Accord, Gorman, Fact or Fancy:
The Implications for Copyright, 29 J. Copyright Soc. 560, 563 (1982). But "sweat
of the brow" courts took a contrary view; they handed out proprietary interests
in facts and declared that authors are absolutely precluded from saving time
and effort by relying upon the facts contained in prior works. In truth, "[i]t
is just such wasted effort that the proscription against the copyright of ideas
and facts ... [is] designed to prevent." Rosemont Enterprises, Inc. v.
Random House, Inc., 366 F.2d 303, 310 (CA2 1966), cert. denied 385 U.S. 1009,
87 S.Ct. 714, 17 L.Ed.2d 546 (1967). "Protection for the fruits of such
research ... may in certain circumstances be available under a theory of unfair
competition. But to accord copyright protection on this basis alone distorts
basic copyright principles in that it creates a monopoly in public domain materials
without the necessary justification of protecting and encouraging the creation
of 'writings' by 'authors.' " Nimmer § 3.04, p. 3-23 (footnote omitted).
C
"Sweat of the brow" decisions did not escape the attention of the
Copyright Office. When Congress decided to overhaul the copyright statute and
asked the Copyright Office to study existing problems, see Mills Music, Inc.
v. Snyder, 469 U.S. 153, 159, 105 S.Ct. 638, 642, 83 L.Ed.2d 556 (1985), the
Copyright Office promptly recommended *355 that Congress clear up the confusion
in the lower courts as to the basic standards of copyrightability. The Register
of Copyrights explained in his first report to Congress that "originality"
was a "basic requisit[e]" of copyright under the 1909 Act, but that
"the absence of any reference to [originality] in the statute seems to
have led to misconceptions as to what is copyrightable matter." Report
of the Register of Copyrights on the General Revision of the U.S. Copyright
Law, 87th Cong., 1st Sess., p. 9 (H. Judiciary Comm. Print 1961). The Register
suggested making the originality requirement explicit. Ibid.
Congress took the Register's advice. In enacting the Copyright Act of 1976,
Congress dropped the reference to "all the writings of an author"
and replaced it with the phrase "original works of authorship." 17
U.S.C. § 102(a). In making explicit the originality requirement, Congress
announced that it was merely clarifying existing law: "The two fundamental
criteria of copyright protection **1293 [are] originality and fixation in tangible
form.... The phrase 'original works of authorship,' which is purposely left
undefined, is intended to incorporate without change the standard of originality
established by the courts under the present [1909] copyright statute."
H.R.Rep. No. 94-1476, p. 51 (1976) (emphasis added) (hereinafter H.R.Rep.);
S.Rep. No. 94-473, p. 50 (1975), U.S.Code Cong. & Admin.News 1976, pp. 5659,
5664 (emphasis added) (hereinafter S.Rep.). This sentiment was echoed by the
Copyright Office: "Our intention here is to maintain the established standards
of originality...." Supplementary Report of the Register of Copyrights
on the General Revision of U.S. Copyright Law, 89th Cong., 1st Sess., pt. 6,
p. 3 (H. Judiciary Comm. Print 1965) (emphasis added).
To ensure that the mistakes of the "sweat of the brow" courts would
not be repeated, Congress took additional measures. For example, § 3 of
the 1909 Act had stated that copyright protected only the "copyrightable
component parts" of a work, but had not identified originality as the basis
for distinguishing *356 those component parts that were copyrightable from those
that were not. The 1976 Act deleted this section and replaced it with §
102(b), which identifies specifically those elements of a work for which copyright
is not available: "In no case does copyright protection for an original
work of authorship extend to any idea, procedure, process, system, method of
operation, concept, principle, or discovery, regardless of the form in which
it is described, explained, illustrated, or embodied in such work." Section
102(b) is universally understood to prohibit any copyright in facts. Harper
& Row, supra, at 547, 556, 105 S.Ct., at 2223, 2228. Accord, Nimmer §
2.03[E] (equating facts with "discoveries"). As with § 102(a),
Congress emphasized that § 102(b) did not change the law, but merely clarified
it: "Section 102(b) in no way enlarges or contracts the scope of copyright
protection under the present law. Its purpose is to restate ... that the basic
dichotomy between expression and idea remains unchanged." H.R.Rep., at
57; S.Rep., at 54, U.S.Code Cong. & Admin.News 1976, p. 5670.
Congress took another step to minimize confusion by deleting the specific mention
of "directories ... and other compilations" in § 5 of the 1909
Act. As mentioned, this section had led some courts to conclude that directories
were copyrightable per se and that every element of a directory was protected.
In its place, Congress enacted two new provisions. First, to make clear that
compilations were not copyrightable per se, Congress provided a definition of
the term "compilation." Second, to make clear that the copyright in
a compilation did not extend to the facts themselves, Congress enacted §
103.
The definition of "compilation" is found in § 101 of the 1976
Act. It defines a "compilation" in the copyright sense as "a
work formed by the collection and assembling of preexisting materials or of
data that are selected, coordinated, or arranged in such a way that the resulting
work as a whole constitutes an original work of authorship" (emphasis added).
*357 The purpose of the statutory definition is to emphasize that collections
of facts are not copyrightable per se. It conveys this message through its tripartite
structure, as emphasized above by the italics. The statute identifies three
distinct elements and requires each to be met for a work to qualify as a copyrightable
compilation: (1) the collection and assembly of pre-existing material, facts,
or data; (2) the selection, coordination, or arrangement of those materials;
and (3) the creation, by virtue of the particular selection, coordination, or
arrangement, of an "original" work of authorship. "[T]his tripartite
conjunctive structure is self-evident, and should be assumed to 'accurately
express the legislative purpose.' " Patry 51, quoting Mills Music, 469
U.S., at 164, 105 S.Ct., at 645.
At first glance, the first requirement does not seem to tell us much. It merely
describes what one normally thinks of as a **1294 compilation--a collection
of pre-existing material, facts, or data. What makes it significant is that
it is not the sole requirement. It is not enough for copyright purposes that
an author collects and assembles facts. To satisfy the statutory definition,
the work must get over two additional hurdles. In this way, the plain language
indicates that not every collection of facts receives copyright protection.
Otherwise, there would be a period after "data."
The third requirement is also illuminating. It emphasizes that a compilation,
like any other work, is copyrightable only if it satisfies the originality requirement
("an original work of authorship"). Although § 102 states plainly
that the originality requirement applies to all works, the point was emphasized
with regard to compilations to ensure that courts would not repeat the mistake
of the "sweat of the brow" courts by concluding that fact- based works
are treated differently and measured by some other standard. As Congress explained
it, the goal was to "make plain that the criteria of copyrightable subject
matter stated in section 102 apply with full force to works ... containing preexisting
material." H.R.Rep., at 57; S.Rep., at 55, U.S.Code Cong. & Admin.News
1976, p. 5670.
*358 The key to the statutory definition is the second requirement. It instructs
courts that, in determining whether a fact-based work is an original work of
authorship, they should focus on the manner in which the collected facts have
been selected, coordinated, and arranged. This is a straightforward application
of the originality requirement. Facts are never original, so the compilation
author can claim originality, if at all, only in the way the facts are presented.
To that end, the statute dictates that the principal focus should be on whether
the selection, coordination, and arrangement are sufficiently original to merit
protection.
[11] Not every selection, coordination, or arrangement will pass muster. This
is plain from the statute. It states that, to merit protection, the facts must
be selected, coordinated, or arranged "in such a way" as to render
the work as a whole original. This implies that some "ways" will trigger
copyright, but that others will not. See Patry 57, and n. 76. Otherwise, the
phrase "in such a way" is meaningless and Congress should have defined
"compilation" simply as "a work formed by the collection and
assembly of preexisting materials or data that are selected, coordinated, or
arranged." That Congress did not do so is dispositive. In accordance with
"the established principle that a court should give effect, if possible,
to every clause and word of a statute," Moskal v. United States, 498 U.S.
103, 109- 110, 111 S.Ct. 461, 466, 112 L.Ed.2d 449 (1990) (internal quotation
marks omitted), we conclude that the statute envisions that there will be some
fact- based works in which the selection, coordination, and arrangement are
not sufficiently original to trigger copyright protection.
[12] As discussed earlier, however, the originality requirement is not particularly
stringent. A compiler may settle upon a selection or arrangement that others
have used; novelty is not required. Originality requires only that the author
make the selection or arrangement independently (i.e., without copying that
selection or arrangement from another work), and that it display some minimal
level of creativity. Presumably, *359 the vast majority of compilations will
pass this test, but not all will. There remains a narrow category of works in
which the creative spark is utterly lacking or so trivial as to be virtually
nonexistent. See generally Bleistein v. Donaldson Lithographing Co., 188 U.S.
239, 251, 23 S.Ct. 298, 300, 47 L.Ed. 460 (1903) (referring to "the narrowest
and most obvious limits"). Such works are incapable of sustaining a valid
copyright. Nimmer § 2.01[B].
Even if a work qualifies as a copyrightable compilation, it receives only limited
protection. This is the point of § 103 of the Act. **1295 Section 103 explains
that "[t]he subject matter of copyright ... includes compilations,"
§ 103(a), but that copyright protects only the author's original contributions--not
the facts or information conveyed:
"The copyright in a compilation ... extends only to the material contributed
by the author of such work, as distinguished from the preexisting material employed
in the work, and does not imply any exclusive right in the preexisting material."
§ 103(b).
As § 103 makes clear, copyright is not a tool by which a compilation author
may keep others from using the facts or data he or she has collected. "The
most important point here is one that is commonly misunderstood today: copyright
... has no effect one way or the other on the copyright or public domain status
of the preexisting material." H.R.Rep., at 57; S.Rep., at 55, U.S.Code
Cong. & Admin. News 1976, p. 5670. The 1909 Act did not require, as "sweat
of the brow" courts mistakenly assumed, that each subsequent compiler must
start from scratch and is precluded from relying on research undertaken by another.
See, e.g., Jeweler's Circular Publishing Co., 281 F., at 88-89. Rather, the
facts contained in existing works may be freely copied because copyright protects
only the elements that owe their origin to the compiler--the selection, coordination,
and arrangement of facts.
[13] In summary, the 1976 revisions to the Copyright Act leave no doubt that
originality, not "sweat of the brow," is the *360 touchstone of copyright
protection in directories and other fact-based works. Nor is there any doubt
that the same was true under the 1909 Act. The 1976 revisions were a direct
response to the Copyright Office's concern that many lower courts had misconstrued
this basic principle, and Congress emphasized repeatedly that the purpose of
the revisions was to clarify, not change, existing law. The revisions explain
with painstaking clarity that copyright requires originality, § 102(a);
that facts are never original, § 102(b); that the copyright in a compilation
does not extend to the facts it contains, § 103(b); and that a compilation
is copyrightable only to the extent that it features an original selection,
coordination, or arrangement, § 101.
The 1976 revisions have proven largely successful in steering courts in the
right direction. A good example is Miller v. Universal City Studios, Inc., 650
F.2d, at 1369-1370: "A copyright in a directory ... is properly viewed
as resting on the originality of the selection and arrangement of the factual
material, rather than on the industriousness of the efforts to develop the information.
Copyright protection does not extend to the facts themselves, and the mere use
of information contained in a directory without a substantial copying of the
format does not constitute infringement" (citation omitted). Additionally,
the Second Circuit, which almost 70 years ago issued the classic formulation
of the "sweat of the brow" doctrine in Jeweler's Circular Publishing
Co., has now fully repudiated the reasoning of that decision. See, e.g., Financial
Information, Inc. v. Moody's Investors Service, Inc., 808 F.2d 204, 207 (CA2
1986), cert. denied, 484 U.S. 820, 108 S.Ct. 79, 98 L.Ed.2d 42 (1987); Financial
Information, Inc. v. Moody's Investors Service, Inc., 751 F.2d 501, 510 (CA2
1984) (Newman, J., concurring); Hoehling v. Universal City Studios, Inc., 618
F.2d 972, 979 (CA2 1980). Even those scholars who believe that "industrious
collection" should be rewarded seem to recognize that this is beyond the
scope of existing copyright law. See Denicola 516 ("[T]he very vocabulary
of copyright is ill *361 suited to analyzing property rights in works of nonfiction");
id., at 520-521, 525; Ginsburg 1867, 1870.
III
[14] There is no doubt that Feist took from the white pages of Rural's directory
a substantial amount of factual information. At a minimum, Feist copied the
names, **1296 towns, and telephone numbers of 1,309 of Rural's subscribers.
Not all copying, however, is copyright infringement. To establish infringement,
two elements must be proven: (1) ownership of a valid copyright, and (2) copying
of constituent elements of the work that are original. See Harper & Row,
471 U.S., at 548, 105 S.Ct., at 2224. The first element is not at issue here;
Feist appears to concede that Rural's directory, considered as a whole, is subject
to a valid copyright because it contains some foreword text, as well as original
material in its yellow pages advertisements. See Brief for Petitioner 18; Pet.
for Cert. 9.
[15] The question is whether Rural has proved the second element. In other words,
did Feist, by taking 1,309 names, towns, and telephone numbers from Rural's
white pages, copy anything that was "original" to Rural? Certainly,
the raw data does not satisfy the originality requirement. Rural may have been
the first to discover and report the names, towns, and telephone numbers of
its subscribers, but this data does not " 'ow[e] its origin' " to
Rural. Burrow-Giles, 111 U.S., at 58, 4 S.Ct., at 281. Rather, these bits of
information are uncopyrightable facts; they existed before Rural reported them
and would have continued to exist if Rural had never published a telephone directory.
The originality requirement "rule[s] out protecting ... names, addresses,
and telephone numbers of which the plaintiff by no stretch of the imagination
could be called the author." Patterson & Joyce 776.
Rural essentially concedes the point by referring to the names, towns, and telephone
numbers as "preexisting material." Brief for Respondent 17. Section
103(b) states explicitly *362 that the copyright in a compilation does not extend
to "the preexisting material employed in the work."
[16] [17] The question that remains is whether Rural selected, coordinated,
or arranged these uncopyrightable facts in an original way. As mentioned, originality
is not a stringent standard; it does not require that facts be presented in
an innovative or surprising way. It is equally true, however, that the selection
and arrangement of facts cannot be so mechanical or routine as to require no
creativity whatsoever. The standard of originality is low, but it does exist.
See Patterson & Joyce 760, n. 144 ("While this requirement is sometimes
characterized as modest, or a low threshold, it is not without effect")
(internal quotation marks omitted; citations omitted). As this Court has explained,
the Constitution mandates some minimal degree of creativity, see The Trade-Mark
Cases, 100 U.S., at 94; and an author who claims infringement must prove "the
existence of ... intellectual production, of thought, and conception."
Burrow-Giles, supra, 111 U.S., at 59-60, 4 S.Ct., at 281-282.
The selection, coordination, and arrangement of Rural's white pages do not satisfy
the minimum constitutional standards for copyright protection. As mentioned
at the outset, Rural's white pages are entirely typical. Persons desiring telephone
service in Rural's service area fill out an application and Rural issues them
a telephone number. In preparing its white pages, Rural simply takes the data
provided by its subscribers and lists it alphabetically by surname. The end
product is a garden-variety white pages directory, devoid of even the slightest
trace of creativity.
Rural's selection of listings could not be more obvious: It publishes the most
basic information--name, town, and telephone number--about each person who applies
to it for telephone service. This is "selection" of a sort, but it
lacks the modicum of creativity necessary to transform mere selection into copyrightable
expression. Rural expended sufficient effort *363 to make the white pages directory
useful, but insufficient creativity to make it original.
We note in passing that the selection featured in Rural's white pages may also
fail the originality requirement for another reason. Feist points out that Rural
did not truly "select" to publish the names and telephone numbers
of its subscribers; rather, it was **1297 required to do so by the Kansas Corporation
Commission as part of its monopoly franchise. See 737 F.Supp., at 612. Accordingly,
one could plausibly conclude that this selection was dictated by state law,
not by Rural.
[18] Nor can Rural claim originality in its coordination and arrangement of
facts. The white pages do nothing more than list Rural's subscribers in alphabetical
order. This arrangement may, technically speaking, owe its origin to Rural;
no one disputes that Rural undertook the task of alphabetizing the names itself.
But there is nothing remotely creative about arranging names alphabetically
in a white pages directory. It is an age-old practice, firmly rooted in tradition
and so commonplace that it has come to be expected as a matter of course. See
Brief for Information Industry Association et al. as Amici Curiae 10 (alphabetical
arrangement "is universally observed in directories published by local
exchange telephone companies"). It is not only unoriginal, it is practically
inevitable. This time-honored tradition does not possess the minimal creative
spark required by the Copyright Act and the Constitution.
We conclude that the names, towns, and telephone numbers copied by Feist were
not original to Rural and therefore were not protected by the copyright in Rural's
combined white and yellow pages directory. As a constitutional matter, copyright
protects only those constituent elements of a work that possess more than a
de minimis quantum of creativity. Rural's white pages, limited to basic subscriber
information and arranged alphabetically, fall short of the mark. As a statutory
matter, 17 U.S.C. § 101 does not afford protection *364 from copying to
a collection of facts that are selected, coordinated, and arranged in a way
that utterly lacks originality. Given that some works must fail, we cannot imagine
a more likely candidate. Indeed, were we to hold that Rural's white pages pass
muster, it is hard to believe that any collection of facts could fail.
Because Rural's white pages lack the requisite originality, Feist's use of the
listings cannot constitute infringement. This decision should not be construed
as demeaning Rural's efforts in compiling its directory, but rather as making
clear that copyright rewards originality, not effort. As this Court noted more
than a century ago, " 'great praise may be due to the plaintiffs for their
industry and enterprise in publishing this paper, yet the law does not contemplate
their being rewarded in this way.' " Baker v. Selden, 101 U.S., at 105.
The judgment of the Court of Appeals is
Reversed.
Justice BLACKMUN concurs in the judgment.