Reg of Financial Institutions

• Class number: 13277
• Term: Spring 2013
• Instructor: McCoy,Patricia A.

Financial institutions (e.g. commercial and investment banks, pension plans, securities firms and mutual funds) are in the midst of a profound change driven in large part by an increasingly interdependent global economy, changing demographics, advances in information and communication technology and the evolving needs of commerce. The course provides a broad survey of the different regulatory structures for seemingly unrelated financial activities and the underlying policy justification for each approach. It will examine how the world

Course Schedule

• Date: Tuesday 6:30-9:15PM
• Location: ST108

Course Information

• Catalog number-Section number: 7833-10
• Course Type: Lecture
• Prerequisites: None
• Credits (min/max): 3/3
• Notes: This course is required of and open only to LLM Insurance Law students. If seats remain after all LLM students have been enrolled, other LLM then JD students will be enrolled from the waiting list.
• Subjects:
  • Business
  • Economic
  • Insurance
• Course mailing list

Enrollment

• Enrollment status: Open
• Current enrollment/capacity: 22/45
• Reserve population/capacity: LL.M. Students/5
• Waitlist enrollment/capacity: 0/50

Grading

• Grade basis: Graded
• Satisifies Writing Requirement: No
• Exam type: PROCTORED (2013-05-09T18:30:00)