Reg of Financial Institutions

• Class number: 13276
• Term: Spring 2013
• Instructor: Kwak,James

Financial institutions (e.g. commercial and investment banks, pension plans, securities firms and mutual funds) are in the midst of a profound change driven in large part by an increasingly interdependent global economy, changing demographics, advances in information and communication technology and the evolving needs of commerce. The course provides a broad survey of the different regulatory structures for seemingly unrelated financial activities and the underlying policy justification for each approach. It will examine how the world

Course Schedule

• Date: Tuesday, Thursday 2:00-3:30PM
• Location: KT115

Course Information

• Catalog number-Section number: 7833-01
• Course Type: Lecture
• Prerequisites: May Satisfy Writing Req.
• Credits (min/max): 3/3
• Subjects:
  • Business
  • Economic
  • Insurance
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Enrollment

• Enrollment status: Closed
• Current enrollment/capacity: 18/18
• Reserve population/capacity: 0/0
• Waitlist enrollment/capacity: 4/50

Grading

• Grade basis: Graded
• Satisifies Writing Requirement: UCWR
• Exam type: PROCTORED (2013-05-11T10:00:00)